Cary is a trusted lawyer to small and large investment advisers alike. He has provided counsel to startup advisers and advisers that manage in excess of $10 billion. He specializes in assisting advisers with their registration, examination, and compliance obligations under the Advisers Act. He prides himself on being responsive, detailed, and pragmatic. In his spare time, Cary enjoys Orangetheory Fitness, skiing the deepest powder he can find, and spending time with his wife, two daughters, dogs and cats.

Education:

• Tulane University, B.A., 1998
• Villanova University School of Law, J.D., 2002

Max is a business-minded regulatory lawyer that always tries to put himself in the client’s position. He assists clients in all aspects of forming, registering, owning, and operating an investment adviser. He prides himself in preparing clients and their compliance programs to avert regulatory issues, but also assists clients through examinations and enforcement issues. In addition, Max assists advisers with the formation of private investment funds and their ongoing operation. In his little spare time, Max enjoys the Peloton (both stationary and road), golf, craft beers, and spending time with his wife and two children.

Education:

• University of Maryland, B.A., Economics, 2009
• University of Miami School of Law, J.D. 2013, Magna Cum Laude

Ryan is a regulatory attorney with an array of experience assisting registered investment advisers with all aspects of their business. Ryan routinely advises on registration, contractual matters, conflict disclosures, and retirement plan and ERISA issues. In his spare time, Ryan enjoys watching the Philadelphia Phillies and Eagles, traveling, and spending time with his wife.

Education:

• Albright College, B.S., Business Administration and Management
• Seton Hall University School of Law, J.D. 2013

Jessica Carpenter is an associate attorney with RIA Lawyers LLC. She blends her robust operational and legal background, including experience as a CERTIFIED FINANCIAL PLANNER ^TM Professional and director of compliance for a large RIA, to bring a unique perspective to the state and SEC-registered firms she serves. Jessica seeks to deliver regulatory compliance support and strategies for clients that are not only relevant and actionable, but that also resonate with the practical needs of businesses.

Education:

• The Ohio State University, B.A. 2009
• Capital University Law School, J.D. 2022, Magna Cum Laude

Katie Blount is an associate with RIA Lawyers LLC. As a former compliance officer at a major financial institution and a graduate of the University of Mississippi School of Law, she has a decade of experience specializing in regulatory compliance, risk management and legal oversight. Katie is motivated to help clients approach compliance with a proactive, solution-oriented mindset.

Education:

• University of Mississippi, Bachelor of Business Administration, Marketing, 2009
• University of Mississippi School of Law, J.D., 2012